Record Retention Policy

Policies and procedures for the Office for Laboratory Animal Welfare (OLAW), U.S. Department of Agriculture (USDA), and AAALAC International require that certain IACUC-related documents be maintained for a specified number of years.  Records should be promptly destroyed upon 30 days after expiration of the retention period.

Record

Retention Period

Source

     

IACUC Records:

Minutes of IACUC meetings

3 years

Animal Welfare Act, 9 CFR 2.35;

Public Health Service (PHS) Regulation §IV E (2)

IACUC Records:

Meeting Agendas
3 years Animal Welfare Act, 9 CFR 2.35; Public Health Service (PHS) Regulation §IV E (2)

IACUC Records:

Animal Use Protocols

3 years

(Records that relate to ongoing activities shall be maintained for the duration of the activity and for an additional three years)
Animal Welfare Act, 9 CFR 2.35; Public Health Service (PHS) Regulation §IV E (2)

IACUC Records:

Proposed activities involving animals (including documentation of IACUC approval/denial)

3 years

(Records that relate to ongoing activities shall be maintained for the duration of the activity and for an additional three years)
Animal Welfare Act, 9 CFR 2.35; Public Health Service (PHS) Regulation §IV E (2)

IACUC Records:

Proposed significant changes in activities involving animals (including documentation of IACUC approval/denial)

3 years

(Records that relate to ongoing activities shall be maintained for the duration of the activity and for an additional three years)
Animal Welfare Act, 9 CFR 2.35; Public Health Service (PHS) Regulation §IV E (2)

IACUC Records:

Semi-Annual IACUC reports and recommendations

3 years

Animal Welfare Act, 9 CFR 2.35; Public Health Service (PHS) Regulation §IV E (2)

IACUC Records:

Any reports and recommendations forwarded to the IO

3 years

Animal Welfare Act, 9 CFR 2.35; Public Health Service (PHS) Regulation §IV E (2)

IACUC Records:

Records of accrediting body determinations

3 years NIH Institutional Animal Care and Use Committee Guidebook p. 174

Animal Health Records:

Health records associated with an animal needed to convey necessary information to all those involved in the animal's care

3 years

(Records that relate to ongoing activities shall be maintained for the duration of the activity and for an additional three years)
USDA‐approved CBRA Guidelines for Record Retention For Protocols Operating Under NIH Grants; CBRA Guidelines for Record Retention Requirements Under the AWA ‐UC Contracts and Grants Manual Chapter 18‐ 465  

Purchasing Records:

Information as specified on any dog or cat sold, euthanized or otherwise disposed of

3 years

(Records that relate to ongoing activities shall be maintained for the duration of the activity and for an additional three years)

Animal Welfare Act 9 CFR 2.35  

NIH Institutional Animal Care and Use Committee Guidebook p. 174 

Controlled Substance Records: 

Records associated with purchase, use, or destruction of controlled substances in animals

2 years

(Records that relate to ongoing activities shall be maintained for the duration of the activity and for an additional two years)
CFR Title 21 Chapter II § 1304.04 Maintenance of records and inventories

 

 

Approved: 3/23/2022